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Advisor List
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Risk Disclosure Statement
for CTA's
THE RISK OF LOSS IN
TRADING COMMODITIES CAN BE SUBSTANTIAL. YOU SHOULD
THEREFORE CAREFULLY CONSIDER WHETHER SUCH TRADING IS SUITABLE
FOR YOU IN LIGHT OF YOUR FINANCIAL CONDITION. THE HIGH
DEGREE OF LEVERAGE THAT IS OFTEN OBTAINABLE IN COMMODITY TRADING
CAN WORK AGAINST YOU AS WELL AS FOR YOU. THE USE OF
LEVERAGE CAN LEAD TO LARGE LOSSES AS WELL AS GAINS.
In some cases, managed commodity accounts are subject to substantial charges for management and advisory fees. It may be necessary for those accounts that are subject to these charges to make substantial trading profits to avoid depletion or exhaustion of their assets. The disclosure document contains a complete description of the principal risk factors and each fee to be charged to your account by the commodity trading advisor ("CTA").
The regulations of the commodity futures trading commission ("CFTC") require that prospective customers of a CTA receive a disclosure document when they are solicited to enter into an agreement whereby the CTA will direct or guide the client's commodity interest trading and that certain risk factors be highlighted. This document is readily accessible at this site. This brief statement cannot disclose all of the risks and other significant aspects of the commodity markets. Therefore, you should proceed directly to the disclosure document and study it carefully to determine whether such trading is
appropriate for you in light of your financial condition. You are encouraged to access the disclosure document by clicking the links provided under each of the respective CTAs. You will not incur any additional charges by accessing the disclosure document. You may also
request delivery of a hard copy of the disclosure document, which will also be provided to you at no additional cost. The CFTC has not passed upon the merits of participating in any of these trading programs nor on the adequacy or accuracy of any of these disclosure documents.
Other
disclosure statements are required to be provided before an account may be opened for you.
TO
request delivery
of a disclosure document by US Mail, please visit
forms-by-mail
or call
1-800-998-7870.
Clarke Capital Management
Diversified / Long-Term Position Trading
Minimum Investment: $200,000 to $1,000,000
Marin Capital Markets
Diversified /
Technical & Fundamental
Minimum Investment: $500,000
Mobius Asset Management
Diversified / Short-Intermediate Term Trend Following
Gold, Silver, Eurodollar, Interest Rates, Stock Indices,
Crude Oil, Soybeans, Soybean Oil, Corn & Sugar
Minimum Investment: $300,000 (Energy Program)
Minimum Investment: $100,000
(Custom Program)
Strategic AG
Trading
Domestic Grain Markets
Minimum Investment: $100,000
Chicago Capital Management
Diversified Spreads | Meats, Agricultural, Energies
Minimum Investment: $100,000 (Spread Arbitrage Program)
Minimum Investment: $50,000 (Stock Option Writing Program)
Financial Commodity Investments
Premium Writing | Natural Gas, Crude Oil,
Coffee, Soy Beans, Corn,
and Others
Minimum Investment: $100,000
Dighton Capital
USA
Diversified | Swiss Futures Program
Minimum Investment: $100,000
Shri Capital, LLC
Market Neutral | Premium Writing
Minimum Investment: $50,000
Zephyr Asset Management
Premium Writing | Stock Indices
Minimum Investment: $50,000 / $100,000
Rosetta
Capital Management
Diversified | Approx 40 Markets
Minimum Investment: $50,000
Crescent Bay
Capital Management
Premium Writing | Stock Indices
Minimum Investment: $25,000
Zenith Resources
Premium Writing | Diversified & Stock Indices
*Program Not Currently Available
THE
RISK OF LOSS IN TRADING FUTURES, OPTIONS AND
OFF-EXCHANGE FOREX
CAN BE SUBSTANTIAL. PAST RESULTS ARE NOT
NECESSARILY INDICATIVE OF FUTURE RESULTS. PLEASE READ THE
CTA'S RISK DISCLOSURE DOCUMENT CAREFULLY BEFORE
INVESTING MONEY.
Disclosure Statement
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